Osaic Services, Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Scottsdale, Arizona
CRD number
133763
Registered since
May 26, 2005

Firm profile

FINTRX

Overview

Osaic Services, Inc. is organized as a corporation and has been SEC-registered since 2005. FINTRX classifies the entity as unclassified and indicates ownership at the domestic-entity and individual level. The snapshot flags the firm as not a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The firm did not provide descriptive detail about its advisory activities, client segments, or fee model in the supplied data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 42%, Cash & Cash Equivalents 7%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • James Price

    James Price

    Chief Executive OfficerCRD 1243224

  • Scott Seiffert

    Scott Seiffert

    Chief Accounting OfficerCRD 5332544

  • Daniel Mcgarrigle

    Chief Anti-Money Laundering OfficerCRD 6006371

Unlock 1 more executives

Contacts

3 of 17
  • William Feiler

    William Feiler

    Senior Vice PresidentCRD 2231688

  • Christopher Elardo

    Christopher Elardo

    Production Support AnalystCRD 5159851

  • Leslie Ayers

    Leslie Ayers

    Senior Vice PresidentCRD 4127168

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
18700 N Hayden Rd
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth