Osaic Services, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Scottsdale, Arizona
CRD number
133763
Registered since
May 26, 2005

Firm profile

FINTRX

Overview

Osaic Services, Inc. is organized as a corporation with ownership described as a combination of a domestic entity and an individual. The firm’s public profile in the snapshot is sparse: it is classified as unclassified and is not identified as a capital allocator. Reported activities indicate it does not position itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. No fee structure, client segmentation, or specific advisory activities are provided in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 42%, Cash & Cash Equivalents 7%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • Jason Gerb

    Jason Gerb

    Chief Regulatory OfficerCRD 3021815

  • James Price

    James Price

    Chief Executive OfficerCRD 1243224

  • Daniel Mcgarrigle

    Chief Anti-Money Laundering OfficerCRD 6006371

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Contacts

3 of 17
  • Christopher Elardo

    Christopher Elardo

    Production Support AnalystCRD 5159851

  • Dori Hammond

    Dori Hammond

    Vice PresidentCRD 3259012

  • Leslie Ayers

    Leslie Ayers

    Senior Vice PresidentCRD 4127168

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
18700 N Hayden Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth