OPPENHEIMER INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 133243
- Registered since
- December 3, 2004
- Website
- www.oppenheimer.com
- Custodians
- U.S. BANK, N.A.
- Fee structure
- Percentage of AUM
- Client types
- Insurance Companies38.71%
- Other28.65%
- State / Municipal Government18.24%
- Charitable Organizations7.76%
- Corporations / Businesses4.78%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oppenheimer Investment Management LLC is an SEC-registered investment adviser organized as an LLC and in operation since 2004. The firm serves an institutional client base while also providing portfolio management for individuals, small businesses and business clients. Its fee model is based on a percentage of assets under management. Oppenheimer Investment Management is not positioned as an active ESG investor and does not present itself as a multi-state or related adviser. Public filings indicate the firm has a range of industry affiliations, including connections to broker-dealer activities, trust and insurance company services, commodity pool/CTA roles and participation as sponsor or general partner of pooled investment vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds55%
- Non-Investment Grade Corp Bonds21%
- US Government Bonds16%
- State & Local Bonds7%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4Brad Watkins
Chief Financial OfficerCRD 6319251
ROBERT LOWENTHAL
President and Chief Executive OfficerCRD 1639913
Dominic Valentino
Chief AML OfficerCRD 6940515
Contacts
3 of 5PETER CADARET
Managing Director - Head of Sales and MarketingCRD 2833000
LAWRENCE KURTZ
Compliance AssociateCRD 2870039
BRYAN MCKIGNEY
PresidentCRD 4293175
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 85 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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