Opoc Broker-Dealer, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Worthington, Ohio
CRD number
298311
Registered since
July 17, 2019

Firm profile

FINTRX

Overview

Opoc Broker-Dealer, LLC is organized as a limited liability company and is registered with the SEC since 2019. Public records categorize the firm as unclassified and list the owner type as a combination of a domestic entity and an individual. The snapshot data indicates the firm does not act as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser; it is also not labeled as a pension consultant or a related adviser. Disclosure about the firm's lines of business, advisory activities, fee schedules, or client segments is minimal in the available data. The entity appears in regulatory filings as a broker-dealer vehicle rather than as a traditional registered investment adviser with a documented advisory book of business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sothara Chin

    Chief Compliance OfficerCRD 2063804

  • Kristin Stelljes

    Chief Compliance OfficerCRD 5080178

Contacts

1 of 1
  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Worthington, OH

Franklin

Location

Worthington, OH

Headquartered in Worthington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
300 W Wilson Bridge Rd
Time zone
ET (UTC-5)
Office locations

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