October Effect Ltd.
Firm details
- Headquarters
- Virginia Beach, Virginia
- CRD number
- 281369
- Registered since
- May 16, 2025
- Custodians
- CHARLES SCHWAB & CO., INC., ABSOLUTE CAPITAL
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- Individuals68.09%
- HNWI31.69%
- Investment Companies0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
October Effect Ltd. is a privately owned corporation that acts as a capital allocator for both high-net-worth individuals and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Its fee schedule is flexible and includes percentage-of-AUM fees, hourly and fixed fees, performance-based fees, and other arrangements. October Effect Ltd. is not an active ESG investor and is not registered as a multistate adviser; its SEC registration is listed as 2025. The firm reports affiliations with broker-dealers, accounting firms, and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities24%
- Cash & Cash Equivalents8%
- US Government Bonds2%
- Derivatives2%
Owners & executives
2 of 2
Frank Tehel
President, CEOCRD 1000595
Neely Elstrodt
Chief Financial Officer & TreasurerCRD 5151667
Contacts
2 of 2
Kevin James
Investment Advisor RepresentativeCRD 4673199
Kevin Moravek
IARCRD 3248248
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$54.5M in ETFs
70%
$37.9M
19%
$16.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $3.9M | 43,083 | 7.24% |
Location
Virginia Beach, VA
Virginia Beach City
Location
Virginia Beach, VA
Headquartered in Virginia Beach, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.
- Metro area
- Virginia Beach-Norfolk, VA-NC
- Region
- South
- County
- Virginia Beach City
- Address
- 1 Columbus Ctr
- Time zone
- ET (UTC-5)
- Office locations
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