OCTAGON FINANCE LLC

RIASEC RegisteredEst. 2018
Total AUM
$184M
Discretionary
$184M
100% of AUM
Avg account
$20.5M
Accounts
9
Employees
5
Advisory reps
3

Firm details

Headquarters
CHARLOTTESVILLE, Virginia
CRD number
289850
Registered since
January 5, 2018
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Octagon Finance LLC operates as a hedge fund adviser focused on managing pooled investment vehicles for institutional clients. The firm runs multiple private funds and charges a mix of percentage-of-AUM and performance-based fees, indicating an active, performance-oriented compensation model. Octagon Finance LLC is not positioned as a capital allocator to third-party managers in general; rather, it acts as the manager of its own pooled vehicles. The adviser does not market itself as an ESG investor and maintains a concentrated client base—consistent with a small, institutionally focused alternative manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Smith Ashley

    Chief Compliance OfficerCRD 6864411

  • John Williamson

    CEOCRD 6863273

  • HUGH EWING

    Chief Operating OfficerCRD 7462045

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHARLOTTESVILLE, VA

CHARLOTTESVILLE CITY

Location

CHARLOTTESVILLE, VA

Headquartered in CHARLOTTESVILLE, VA, in the South of the United States.

Region
South
County
CHARLOTTESVILLE CITY
Address
818 E Jefferson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth