OCEANIS FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2020
Total AUM
$226M
Discretionary
$226M
100% of AUM
Avg account
$2.8M
Accounts
82
Employees
2
Advisory reps
2

Firm details

Headquarters
MIAMI, Florida
CRD number
307787
Registered since
March 23, 2020
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies65.65%
  • HNWI31.74%
  • Individuals2.62%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oceanis Financial Advisors, Inc. is a privately owned corporate RIA that registered with the SEC in 2020. The firm manages portfolios on a fee basis (percentage of AUM) and serves both individual/family and institutional clients. Its advisory mandate centers on portfolio management for individuals, small businesses, and for business or institutional accounts. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 31%, Derivatives 21%, Investment Grade Corp Bonds 17%, Non-Investment Grade Corp Bonds 11%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 6%, Exchange Traded Equities 4%31%
  • Other31%
  • Derivatives21%
  • Investment Grade Corp Bonds17%
  • Non-Investment Grade Corp Bonds11%
  • Non-Exchange Traded Equities10%

Owners & executives

1 of 1
  • MICHELE PARADISO

    Chief Compliance OfficerCRD 5454529

Contacts

1 of 1
  • ALBERTO OTERO

    Managing DirectorCRD 6416028

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
40 SW 13th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth