Oceanic Capital Management LLC

RIAState Registered
Total AUM
$64.6M
Discretionary
$51.7M
80% of AUM
Avg account
$331K
Accounts
195
Employees
2
Advisory reps
2

Firm details

Headquarters
Red Bank, New Jersey
CRD number
146135
Custodians
CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals38.36%
  • HNWI31.7%
  • Pension & Profit Sharing Plans28.99%
  • Other0.94%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Oceanic Capital Management LLC is an independent, New Jersey–based RIA organized as an LLC that serves both individual/family and institutional clients. The firm combines financial planning and portfolio management for individuals and small businesses with selection-of-other-advisers services, and it also operates as an insurance broker. Its fee menu includes percentage-of-AUM pricing alongside hourly, fixed-fee, and other arrangements. Oceanic describes itself as a capital allocator, directing client capital to third-party managers where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, US Government Bonds 27%, Exchange Traded Equities 14%, Private Funds 8%, Cash & Cash Equivalents 1%50%
  • Public Funds/Mutual Funds50%
  • US Government Bonds27%
  • Exchange Traded Equities14%
  • Private Funds8%
  • Cash & Cash Equivalents1%

Contacts

2 of 2
  • Thomas Yorke

    Thomas Yorke

    Managing DirectorCRD 1499991

  • Douglas Lyons

    Douglas Lyons

    Managing DirectorCRD 1612316

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
125 Half Mile Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth