OCEANIC CAPITAL MANAGEMENT LLC

RIASEC Registered

Total AUM

$64.6M

Discretionary

$51.7M

80% of AUM

Avg account

$331K

Accounts

195

Employees

Advisory reps

Firm details

Headquarters: RED BANK, New Jersey
CRD number: 146135
Website: www.oceaniccap.com
Custodians: CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals38.36%
HNWI31.7%
Pension & Profit Sharing Plans28.99%
Other0.94%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Oceanic Capital Management LLC is an independent, individual-owned RIA operating as a limited liability company that provides advisory services to both individual/family and institutional clients. The firm acts as a capital allocator and combines portfolio management, financial planning, and the selection of outside advisers with insurance brokerage capabilities. Its fee arrangements are flexible and include percentage-of-AUM charges alongside hourly, fixed-fee, and other billing models. Oceanic does not self-identify as an active ESG investor and is neither a multi-state adviser nor newly formed.