OCA Ventures, LLC

RIASEC RegisteredEst. 2026
Total AUM
$316M
Discretionary
$316M
100% of AUM
Avg account
$45.2M
Accounts
7
Employees
15
Advisory reps
4

Firm details

Headquarters
Chicago, Illinois
CRD number
161160
Registered since
April 30, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

OCA Ventures, LLC is organized as a limited liability company that operates as a venture capital fund manager focused on pooled investment vehicles. The firm serves institutional clients and acts in sponsor/GP and managing-member roles for the funds it runs, providing portfolio management for pooled vehicles. Its stated fee structure combines a percentage-of-assets approach with performance-based fees. OCA is not identified as an active ESG investor and is not registered as a multistate adviser; the dataset shows SEC registration in 2026 and lists the owner type as individual.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Christopher Mitseff

    Christopher Mitseff

    Chief Compliance OfficerCRD 7625854

  • James Dugan

    James Dugan

    CEO & Managing PartnerCRD 2920350

Contacts

2 of 2
  • Peter Ianello

    Peter Ianello

    Chairman & Co-FounderCRD 715219

  • John Dugan

    John Dugan

    Co-Founder & Chairman EmeritusCRD 817013

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
20 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth