OCA VENTURES, LLC

RIASEC RegisteredEst. 2026
Total AUM
$316M
Discretionary
$316M
100% of AUM
Avg account
$45.2M
Accounts
7
Employees
15
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
161160
Registered since
April 30, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

OCA Ventures, LLC is a limited liability company that operates as a venture capital fund manager focused on pooled investment vehicles. The firm is SEC-registered (2026) and identifies an institutional client base. It serves as sponsor, general partner and managing member of its funds, performing portfolio management for pooled vehicles rather than acting as a third‑party allocator. Its fee profile combines an asset‑based charge with performance‑linked compensation. The firm does not describe itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • JAMES DUGAN

    CEO & Managing PartnerCRD 2920350

  • Christopher Mitseff

    Chief Compliance OfficerCRD 7625854

Contacts

2 of 2
  • JOHN DUGAN

    Co-Founder & Chairman EmeritusCRD 817013

  • PETER IANELLO

    Chairman & Co-FounderCRD 715219

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
20 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth