OBSIDIAN CIO, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 289000
- Registered since
- July 21, 2017
- Website
- www.fountainheadam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Other Investment Advisers100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Obsidian Cio, LLC is an SEC-registered investment adviser formed as an LLC in 2017. The firm operates as a capital allocator for institutional clients and is owned by an individual. Its revenue model includes percentage-of-AUM fees and other fee arrangements. Obsidian provides portfolio management for individuals/small businesses and for businesses or institutions, selects third‑party advisers, and offers educational seminars and workshops. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. Industry affiliations noted in filings include connections to other investment adviser activities and an insurance company relationship. The firm is classified as "unclassified" in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds30%
- Private Funds2%
- US Government Bonds1%
Owners & executives
1 of 1JOSEPH HALPERN
CEOCRD 4637169
Contacts
2 of 2SCOTT SILVER
Managing Director & Senior Wealth AdvisorCRD 2991128
MARC ROCK
Managing Director, Senior Wealth AdvisorCRD 2469584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$65.8M in ETFs
86%
$56.8M
11%
$9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $5.5M | 18,352 | 8.33% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 79 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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