Oberweis Asset Management (Hong Kong) Limited

RIASEC RegisteredEst. 2018
Total AUM
$51.8M
Discretionary
$51.8M
100% of AUM
Avg account
$51.8M
Accounts
1
Employees
2
Advisory reps
3

Firm details

Headquarters
Central,
CRD number
296901
Registered since
June 20, 2018
Fee structure
Other
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Oberweis Asset Management (Hong Kong) Limited is a corporate, SEC-registered institutional RIA formed in 2018 that serves institutional clients. Its stated advisory activity is portfolio management for investment companies, and it operates under a fee structure listed as "Other." The firm is identified as neither an active ESG investor nor a multi-state adviser, and it does not position itself as a capital allocator or pension consultant. Industry affiliations include broker-dealer relationships and registration as an investment adviser. The firm’s profile and reported activity point to a narrow institutional focus—managing investment company assets rather than broad retail wealth-management business. Ownership is recorded as a combination of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Joyce

    Thomas Joyce

    Chief Compliance OfficerCRD 5953683

Contacts

2 of 2
  • Eric Hannemann

    Vice PresidentCRD 3264330

  • James Oberweis

    James Oberweis

    PresidentCRD 2363059

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Central, null

Location

Central, null

Headquartered in Central, null.

Address
Room 4402 Level 44 Champion Tower
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth