OATH PLANNING, LLC
Firm details
- Headquarters
- TULSA, Oklahoma
- CRD number
- 299187
- Registered since
- June 16, 2023
- Website
- www.oathplanning.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals56.75%
- HNWI43.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Oath Planning, LLC is an independent registered investment adviser formed as an LLC and operating as a capital allocator for individual and family clients. The firm offers a mix of services—financial planning and portfolio management for individuals, small businesses and institutions, pension consulting-type work, and selection of other advisers. Fee arrangements include asset-based fees, hourly charges and fixed fees. The firm also operates activities that intersect insurance brokerage and legal services. The adviser is not positioned as an ESG-focused manager and lists its client base principally as individuals and families. It acts as a conduit to third-party managers when appropriate, consistent with its role selecting outside advisers and allocating to external alternative managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities32%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- Other1%
Owners & executives
1 of 1Rodney Yancy
Founder and CEOCRD 7030454
Contacts
3 of 5JACOB KERKSIECK
AttorneyCRD 7188286
CAMILLE BOUVET
Financial AdvisorCRD 6357464
BRIAN KELLEY
AdvisorCRD 7034450
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$106M in ETFs
67%
$71.3M
33%
$35M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $13.3M | 169,639 | 12.52% |
Location
TULSA, OK
TULSA
Location
TULSA, OK
Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.
- Metro area
- Tulsa-Muskogee-Bartlesville, OK
- Region
- South
- County
- TULSA
- Address
- 1214 E 33rd St
- Time zone
- CT (UTC-6)
- Office locations
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