Oakleaf Asset Advisors

RIASEC Registered
Total AUM
$22.1M
Discretionary
$19.9M
90% of AUM
Avg account
$387K
Accounts
57
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
153182
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals90.24%
  • HNWI9.76%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Oakleaf Asset Advisors operates as a single-owner, independent registered investment adviser organized as a sole proprietorship. The firm focuses on serving individuals and families, along with some small-business clients, through financial planning and portfolio management services. Compensation is a mix of percentage-of-assets and hourly charges. Oakleaf does not identify as an active ESG investor and is not positioned as a multi-state or pension consulting adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 35%, Exchange Traded Equities 30%, Cash & Cash Equivalents 15%, Other 10%, Investment Grade Corp Bonds 5%, Non-Investment Grade Corp Bonds 5%35%
  • Non-Exchange Traded Equities35%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents15%
  • Other10%
  • Investment Grade Corp Bonds5%

Contacts

1 of 1
  • James Hickman

    Investment Advisor RepresentativeCRD 2336338

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth