Oak Tree Investment Advisors

RIASEC RegisteredEst. 2018
Total AUM
$192M
Discretionary
$192M
100% of AUM
Avg account
$704K
Accounts
273
Employees
5
Advisory reps
2

Firm details

Headquarters
Pittsburgh, Pennsylvania
CRD number
111095
Registered since
August 9, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI72.23%
  • Individuals15.29%
  • Pension & Profit Sharing Plans6.94%
  • Charitable Organizations5.55%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Oak Tree Investment Advisors is an independent, SEC-registered registered investment adviser that began filing with the SEC in 2018 and is owned by an individual. The firm focuses on portfolio management for individuals and small businesses and bills clients on a percentage-of-assets-under-management basis. Its client base is concentrated on individual and family relationships rather than institutions, and the firm does not identify itself as an active ESG investor, pension consultant, or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, US Government Bonds 12%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 7%72%
  • Exchange Traded Equities72%
  • US Government Bonds12%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents7%

Contacts

2 of 2
  • Ronald Heakins

    Ronald Heakins

    PresidentCRD 1007878

  • Jason Heakins

    Vice PresidentCRD 6069022

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pittsburgh, PA

Allegheny

Location

Pittsburgh, PA

Headquartered in Pittsburgh, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
731 S Aiken Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth