OAK HARVEST INVESTMENT SERVICES

RIASEC RegisteredEst. 2019

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$388K

Accounts

2,927

Employees

Advisory reps

Firm details

Headquarters: HOUSTON, Texas
CRD number: 173293
Registered since: May 22, 2019
Website: oakharvestfg.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI62.68%
Individuals27.07%
Investment Companies8.02%
Charitable Organizations1.74%
Corporations / Businesses0.49%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oak Harvest Investment Services is an independent, SEC-registered RIA organized as an LLC and operating since 2019. The firm serves both individual/family and institutional clients and provides a mix of financial planning, portfolio management (for individuals, small businesses and investment companies), pension consulting, and educational workshops. It also conducts insurance brokerage activities, which aligns with its use of annuity products. Fee arrangements include percentage-of-AUM, hourly fees and fixed-fee engagements. Oak Harvest reports it is not an active ESG investor and is not a multi-state adviser. The firm has been recognized in Citywire’s "50 Growers Across America" lists in both 2020 and 2021. Industry affiliations include connections with a CPO/CTA and an insurance company.