OAK CITY INVESTMENT CONSULTING

RIASEC RegisteredEst. 2012

Total AUM

$1.4B

Discretionary

$171M

12% of AUM

Avg account

$4.3M

Accounts

336

Employees

Advisory reps

Firm details

Headquarters: Wake Forest, North Carolina
CRD number: 162220
Registered since: March 21, 2012
Website: www.oakcityconsulting.com
Custodians: U.S. BANCORP INVESTMENTS, INC., REGIONS BANK, TRUIST SECURITIES, FIDELITY DISTRIBUTORS COMPANY LLC, COMMERCE NATIONAL BANK & TRUST
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Charitable Organizations98.61%
Individuals1.39%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Oak City Investment Consulting is an SEC-registered, owner-operated investment adviser that acts as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm’s stated advisory activities emphasize portfolio management for individuals and businesses and the selection of third-party advisers, signaling a hybrid model of direct portfolio oversight combined with manager-of-managers relationships. Investment posture skews toward public equities: the firm shows a clear preference for exchange-traded equities as a core building block of client portfolios. Oak City complements those equity exposures with allocations to third-party alternative managers across private equity, venture capital, hedge funds, private placements, real estate and commodities, and it also uses mutual funds for packaged exposures. Oak City is not an active ESG investor and operates primarily within a single-state footprint. Fee arrangements include percentage-of-AUM, fixed fees and other structures, reflecting flexibility in pricing for different client relationships.