Oak Capital Advisors

RIASEC RegisteredEst. 2021
Total AUM
$186M
Discretionary
$186M
100% of AUM
Avg account
$2.2M
Accounts
86
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
161316
Registered since
January 19, 2021
Fee structure
Percentage of AUM
Client types
  • HNWI80.51%
  • Individuals9.93%
  • Pension & Profit Sharing Plans4.26%
  • Charitable Organizations3.49%
  • Corporations / Businesses1.81%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Oak Capital Advisors is a sole proprietorship registered with the SEC in 2021 and run by an individual owner. The firm provides portfolio management primarily to individuals, families and small businesses, and it accepts institutional clients as well. Advisory fees are charged as a percentage of assets under management. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, State & Local Bonds 5%, US Government Bonds 2%, Cash & Cash Equivalents 1%92%
  • Exchange Traded Equities92%
  • State & Local Bonds5%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Scott Hancock

    Scott Hancock

    Founder & Managing DirectorCRD 861860

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth