Oak Brook Asset Management, Corporation

RIASEC Registered
Total AUM
$56M
Discretionary
$35.6M
64% of AUM
Avg account
$1.6M
Accounts
35
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
113778
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI48.73%
  • Charitable Organizations36.42%
  • Individuals14.86%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Oak Brook Asset Management, Corporation is an independent, corporation-structured RIA that serves a mix of individual, family and small institutional clients. The firm operates as a capital allocator with a clear tilt toward publicly traded equities; its filings show a strong preference for exchange-traded securities as the primary engine of client portfolios. Services center on financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and selection of other advisers when clients require access to outside managers or specialist strategies. Fee arrangements are flexible: the firm charges a percentage of AUM and can also bill on an hourly or fixed-fee basis, which supports advisory work beyond pure asset management. Oak Brook Asset Management, Corporation is not an active ESG investor and is organized to manage a concentrated book of client relationships rather than a broad, multisite retail platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Alexander Cudzewicz

    Alexander Cudzewicz

    PresidentCRD 2423048

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth