O'Connor Portfolio Management LLC

RIASEC Registered
Total AUM
$50.7M
Discretionary
$22.6M
45% of AUM
Avg account
$243K
Accounts
209
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
168679
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI57.58%
  • Individuals42.42%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

O'Connor Portfolio Management LLC is a small independent RIA organized as an LLC and owned by an individual. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management. The firm does not describe itself as an active ESG investor, is not positioned as a capital allocator, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Cash & Cash Equivalents 15%, Investment Grade Corp Bonds 5%, US Government Bonds 4%76%
  • Exchange Traded Equities76%
  • Cash & Cash Equivalents15%
  • Investment Grade Corp Bonds5%
  • US Government Bonds4%

Owners & executives

1 of 1
  • Catherine O'connor

    Catherine O'connor

    Managing Member And Chief Compliance OfficerCRD 2305812

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth