NRI WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- SANTA CLARA, California
- CRD number
- 162234
- Registered since
- January 10, 2022
- Website
- nriwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.81%
- Individuals18.42%
- Corporations / Businesses1.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
NRI Wealth Management, LLC is an independent, SEC-registered registered investment adviser (registration year 2022) operating as a limited liability company under individual ownership. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee engagements. In addition to advisory work, the firm operates as an insurance broker and is identified as a major security-based swap participant. FINTRX classifies NRI Wealth Management as not acting as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds46%
- Exchange Traded Equities27%
- Investment Grade Corp Bonds16%
- Private Funds8%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1LADDI JHUTY
Founder and CEOCRD 4612677
Contacts
1 of 1Monica Kalra
Associate Investment AdvisorCRD 7217391
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$114M in ETFs
96%
$109M
4%
$4.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $34.2M | 55,622 | 30.08% |
Location
SANTA CLARA, CA
SANTA CLARA
Location
SANTA CLARA, CA
Headquartered in SANTA CLARA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 5201 Great America Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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