NOVAWAVE CAPITAL

RIASEC RegisteredEst. 2025
Total AUM
$90M
Discretionary
$80M
89% of AUM
Avg account
$45M
Accounts
2
Employees
4
Advisory reps
2

Firm details

Headquarters
MENLO PARK, California
CRD number
333205
Registered since
January 27, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.89%
  • Charitable Organizations11.11%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Novawave Capital is an SEC-registered investment adviser organized as a limited liability company and classified as a venture capital fund manager. The firm serves institutional clients and provides portfolio management for pooled investment vehicles and for businesses or institutions. Its fee model combines a percentage-of-assets component with performance-based fees, a structure commonly used by private fund managers. Novawave is not identified as an active ESG investor and operates from a single-state footprint.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 100%100%
  • Non-Exchange Traded Equities100%

Contacts

2 of 2
  • DAVID LABHART

    CRD 8158219

  • ALI DIALLO

    ManagerCRD 7791636

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
149 Commonwealth Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth