Note Advisors, LLC
Firm details
- Headquarters
- Buffalo, New York
- CRD number
- 171466
- Registered since
- May 27, 2014
- Website
- www.noteadvisor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI43.72%
- Individuals39.69%
- Pension & Profit Sharing Plans16.59%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Note Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2014. The firm acts as a capital allocator and serves both individual/family and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. Note Advisors is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Cash & Cash Equivalents17%
- State & Local Bonds10%
- Exchange Traded Equities6%
Owners & executives
1 of 1
Shawn Glogowski
Principal And Chief Compliance OfficerCRD 5260757
Contacts
3 of 4
Angela Hall
Senior Financial PlannerCRD 5484945
Thomas Waring
PrincipalCRD 1060143
Thomas Conway
Retirement Plan AssociateCRD 7392715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$231M in ETFs
37%
$85.6M
62%
$146M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $54.8M | 1,060,382 | 23.69% |
Location
Buffalo, NY
Erie
Location
Buffalo, NY
Headquartered in Buffalo, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 50 Lakefront Blvd
- Time zone
- ET (UTC-5)
- Office locations
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