NOTE ADVISORS, LLC
Firm details
- Headquarters
- BUFFALO, New York
- CRD number
- 171466
- Registered since
- May 27, 2014
- Website
- www.noteadvisor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI43.72%
- Individuals39.69%
- Pension & Profit Sharing Plans16.59%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Note Advisors, LLC is an independent registered investment adviser that began SEC registration in 2014 and is organized as a limited liability company. The firm acts as a capital allocator for both individual/family clients and institutional accounts and offers financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagement options. Note Advisors does not identify as an active ESG investor and is not listed as a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Cash & Cash Equivalents17%
- State & Local Bonds10%
- Exchange Traded Equities6%
Owners & executives
1 of 1SHAWN GLOGOWSKI
Principal And Chief Compliance OfficerCRD 5260757
Contacts
3 of 4ANGELA HALL
Senior Financial PlannerCRD 5484945
THOMAS WARING
PrincipalCRD 1060143
Thomas Conway
Retirement Plan AssociateCRD 7392715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$202M in ETFs
39%
$78.8M
60%
$123M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $42.3M | 937,081 | 20.98% |
Location
BUFFALO, NY
ERIE
Location
BUFFALO, NY
Headquartered in BUFFALO, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 50 Lakefront Blvd
- Time zone
- ET (UTC-5)
- Office locations
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