Northwind Financial LLC

Overview

Northwind Financial LLC is an independent, individual-owned registered investment adviser focused on serving individuals and families. Its primary services are financial planning and discretionary portfolio management for individual and small-business clients. The firm uses a mix of fee arrangements — percentage of assets under management, hourly charges, and fixed fees — and its regulatory filing lists SEC registration in 2026. Northwind is not positioned as a capital allocator, does not describe itself as an active ESG investor, and operates under a single-state registration (not a multi-state adviser).

Assets & Accounts

Public Holdings

Location & Offices