Northwestern Mutual Investment Management Company, LLC
Firm details
- Headquarters
- Milwaukee, Wisconsin
- CRD number
- 307865
- Registered since
- December 9, 2020
- Website
- media.nmfn.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies97.54%
- Pooled Investment Vehicles2.29%
- Banking / Thrift Institutions0.13%
- Charitable Organizations0.04%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Northwestern Mutual Investment Management Company, LLC is the asset- and fund-management arm of the broader Northwestern Mutual ecosystem. Registered with the SEC in 2020, it operates as a limited liability company that functions across several fund types — notably private equity and securitized-asset strategies — and describes itself as a multifaceted fund manager rather than a pure capital allocator. Its client base is institutional, and its fee model combines asset-based fees with performance-linked compensation. The firm is an active ESG investor and maintains regulatory and industry roles that include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and serving as a sponsor, general partner, or managing member of pooled vehicles. Advisory services include portfolio management for pooled investment vehicles and for businesses or institutions, as well as selection of outside advisers. Industry affiliations extend to broker-dealers, bank or thrift institutions, trust companies, and insurance companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds57%
- Other22%
- Private Funds5%
- Non-Investment Grade Corp Bonds4%
- Exchange Traded Equities3%
Contacts
3 of 9
Daniel Julka
Vice PresidentCRD 4465323

John Bentley
Vice PresidentCRD 6613753
Jason Smith
Vice PresidentCRD 8020332
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$5.8B in ETFs
99%
$5.7B
1%
$40.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE ETF (EFA) | BlackRock | Passive | Foreign Large Blend | $1.1B | 10,419,892 | 18.73% |
Location
Milwaukee, WI
Milwaukee
Location
Milwaukee, WI
Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 720 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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