Northwestern Mutual Investment Management Company, LLC
Firm details
- Headquarters
- MILWAUKEE, Wisconsin
- CRD number
- 307865
- Registered since
- December 9, 2020
- Website
- media.nmfn.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies97.54%
- Pooled Investment Vehicles2.29%
- Banking / Thrift Institutions0.13%
- Charitable Organizations0.04%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Northwestern Mutual Investment Management Company, LLC operates as an institutional-focused asset manager within the Northwestern Mutual group. Organized as an LLC and SEC-registered since 2020, the firm structures and manages pooled vehicles and acts as a sponsor/GP for private funds. Its advisory activity centers on portfolio management for pooled investment vehicles and for businesses or institutions, and it also performs manager selection for third-party advisers. The firm reports a fee model that mixes asset-based fees with performance-based compensation and identifies itself as an active ESG investor. The organization maintains several regulatory and product roles beyond traditional advisory work: it is affiliated with broker-dealer, trust, banking, and insurance entities and is registered as a CPO/CTA. It is not positioned as an external capital allocator; rather, it runs and manages proprietary pooled funds and securitized products alongside other investment activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds57%
- Other22%
- Private Funds5%
- Non-Investment Grade Corp Bonds4%
- Exchange Traded Equities3%
Contacts
3 of 9DANIEL JULKA
Vice PresidentCRD 4465323
JOHN BENTLEY
Vice PresidentCRD 6613753
JASON SMITH
Vice PresidentCRD 8020332
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$4.2B in ETFs
99%
$4.1B
1%
$33.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE ETF (EFA) | BlackRock | Passive | Foreign Large Blend | $1.1B | 11,289,341 | 26.33% |
Location
MILWAUKEE, WI
MILWAUKEE
Location
MILWAUKEE, WI
Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- MILWAUKEE
- Address
- 720 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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