Northrock Partners, LLC

RIASEC RegisteredEst. 2013
Total AUM
$12.2B
Discretionary
$11.5B
95% of AUM
Avg account
$507K
Accounts
24,014
Employees
233
Advisory reps
93

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
167908
Registered since
June 13, 2013
Website
northrockpartners.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.85%
  • Individuals8.97%
  • Corporations / Businesses0.62%
  • Charitable Organizations0.55%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northrock Partners, LLC is an independent, SEC-registered advisory firm (registered since 2013) that serves both individual/family and institutional clients. The firm acts as a capital allocator, combining discretionary portfolio management with financial planning and advisory services for individuals, pooled vehicles and institutions. Its business activities extend beyond investment advice to include insurance brokerage and accounting services, and it also provides educational seminars and selects third-party managers on behalf of clients. Fee arrangements include percentage-of-AUM and fixed-fee models. Northrock is not positioned as an ESG specialist. The firm received recognition from Barron's as one of the Top 100 RIA firms in 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 15%, Cash & Cash Equivalents 8%, State & Local Bonds 3%, Other 3%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, Private Funds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%
  • Other3%

Owners & executives

3 of 5
  • Brent Field

    Brent Field

    Chief Investment Officer and PartnerCRD 4147327

  • Robert Nelson

    Robert Nelson

    CEO & FounderCRD 2363984

  • Marc Kowalski

    Marc Kowalski

    CEOCRD 2818853

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Contacts

3 of 88
  • Andrew Meyer

    Andrew Meyer

    Sr. Wealth AdvisorCRD 5954748

  • Elliot Risbrudt

    Elliot Risbrudt

    AdvisorCRD 5897258

  • Anthony Pondel

    Anthony Pondel

    AdvisorCRD 2267949

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 342

Active vs passive

$6.8B in ETFs

Passive

76%

$5.1B

Active

4%

$1.7B

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN MORTGAGE-BACKED SECURITIES ETF (JMTG)JP Morgan$497M9,745,4007.35%
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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
225 S 6th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth