NORTHROCK PARTNERS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$12.2B
Discretionary
$11.5B
95% of AUM
Avg account
$507K
Accounts
24,014
Employees
233
Advisory reps
92

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
167908
Registered since
June 13, 2013
Website
northrockpartners.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.85%
  • Individuals8.97%
  • Corporations / Businesses0.62%
  • Charitable Organizations0.55%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northrock Partners, LLC is an independent registered investment adviser formed in 2013 that operates as a capital allocator for both individual/family and institutional clients. The firm provides a wide set of advisory services — financial planning, discretionary portfolio management for individuals, pooled vehicles and institutions, manager selection, and educational workshops — and also conducts business activities as an insurance broker and accountant and sells other financial products. Northrock leans on third‑party managers for alternative exposure while running a core of public fund investments; Barron’s included the firm among its Top 100 RIA Firms in 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 15%, Cash & Cash Equivalents 8%, State & Local Bonds 3%, Other 3%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, Private Funds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%
  • Other3%

Owners & executives

3 of 4

  • BRENT FIELD

    Chief Investment Officer and PartnerCRD 4147327

  • ROBERT NELSON

    CEO & FounderCRD 2363984

  • James DuBrueler

    Chief Operating OfficerCRD 6895730

Unlock 1 more executives →

Contacts

3 of 88

  • ANDREW MEYER

    Sr. Wealth AdvisorCRD 5954748

  • ELLIOT RISBRUDT

    AdvisorCRD 5897258

  • ANTHONY PONDEL

    AdvisorCRD 2267949

Unlock 85 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 342

Active vs passive

$6.8B in ETFs

Passive

76%

$5.1B

Active

4%

$1.7B

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN MORTGAGE-BACKED SECURITIES ETF (JMTG)JP Morgan$497M9,745,4007.35%
Unlock additional holdings →

Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
225 S 6th St
Time zone
CT (UTC-6)
Office locations

Similar firms

SIT FIXED INCOME ADVISORS II, LLC

RIA

MINNEAPOLIS, MN

AUM $15BTEAM 73REPS 5

WHITEBOX ADVISORS LLC

RIA

MINNEAPOLIS, MN

AUM $15.7BTEAM 67REPS 8

AB CARVAL INVESTORS, LP

RIA

MINNEAPOLIS, MN

AUM $18.4BTEAM 169REPS 6

ALLIANZ INVESTMENT MANAGEMENT LLC

RIA

MINNEAPOLIS, MN

AUM $19.1BTEAM 50REPS 7

HAYS FINANCIAL GROUP, LLC

RIA

MINNEAPOLIS, MN

AUM $7.5BTEAM 12REPS 5

CARVAL CLO MANAGEMENT LLC

RIA

MINNEAPOLIS, MN

AUM $7.3BTEAM 1REPS 5
More RIAs in MINNEAPOLIS →All Minnesota RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth