Northlake Capital Management, LLC

RIASEC Registered
Total AUM
$74.9M
Discretionary
$74.9M
100% of AUM
Avg account
$1.4M
Accounts
55
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
132006
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI68.99%
  • Individuals17.99%
  • Charitable Organizations13.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Northlake Capital Management, LLC is an independent, privately owned registered investment adviser structured as an LLC. The firm focuses on portfolio management for individuals and small businesses and serves a client base made up of individual investors and families. Compensation comes through a mix of percentage-of-AUM fees and fixed fees. Northlake operates primarily as a discretionary manager and does not present itself as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 36%, US Government Bonds 6%, Cash & Cash Equivalents 6%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds36%
  • US Government Bonds6%
  • Cash & Cash Equivalents6%

Contacts

1 of 1
  • Steven Birenberg

    PresidentCRD 2594169

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth