Northbrook Financial

RIASEC RegisteredEst. 2026

Total AUM

$109M

Discretionary

$109M

100% of AUM

Avg account

$229K

Accounts

474

Employees

Advisory reps

Firm details

Headquarters: Baltimore, Maryland
CRD number: 309060
Registered since: June 26, 2026
Website: www.northbrookfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, BETTERMENT
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI50%
Individuals49.71%
Pension & Profit Sharing Plans0.29%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northbrook Financial is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm serves individual and family clients and operates as a capital allocator, sourcing third-party managers as part of its advisory approach. Its revenue model combines percentage-of-AUM and fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and delivery of educational seminars and workshops. The firm is also identified as performing accounting-related business activities. Northbrook Financial does not position itself as an ESG-focused investor and is not a multi-state adviser in its source profile.