North Star Investment Management Corporation

RIASEC Registered

Total AUM

$2.5B

Discretionary

$2.4B

97% of AUM

Avg account

$947K

Accounts

2,643

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 117681
Registered since: April 28, 2003
Website: nsinvest.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI63.49%
Investment Companies15.9%
Individuals14.62%
Pension & Profit Sharing Plans5.18%
Charitable Organizations0.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

North Star Investment Management Corporation is an independent, SEC-registered investment adviser (registered in 2003) that serves both individual/family and institutional clients. The firm operates as a capital allocator and offers fee arrangements that include percentage-of-AUM billing as well as hourly and fixed fees. Its advisory remit spans financial planning and discretionary portfolio management across individuals, pooled vehicles and investment companies, businesses and institutions, and selection of other advisers; pension consulting services are also listed among its advisory activities. North Star does not identify as an active ESG investor and is classified as a domestic, individually owned corporation.