North Star Investment Management Corporation

RIASEC RegisteredEst. 2003

Total AUM

$2.5B

Discretionary

$2.4B

97% of AUM

Avg account

$947K

Accounts

2,643

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 117681
Registered since: April 28, 2003
Website: nsinvest.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI63.49%
Investment Companies15.9%
Individuals14.62%
Pension & Profit Sharing Plans5.18%
Charitable Organizations0.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

North Star Investment Management Corporation is an independent, SEC-registered RIA that has been operating since 2003. The firm serves both individual and institutional clients and presents itself as a capital allocator that combines financial planning with discretionary and non-discretionary portfolio management across a range of account types. Compensation structures include percentage-of-AUM fees along with hourly and fixed-fee arrangements. Advisory capabilities span traditional wealth management and institutional services: financial planning; portfolio management for individuals, small businesses, pooled vehicles and investment companies; pension consulting; and selection of other advisers. The firm is not an active ESG investor and does not describe itself as a multi-state adviser.