NORTH FORK FINANCIAL, LLC

Overview

North Fork Financial, LLC is an independent registered investment adviser formed in 2021 that focuses on financial planning and portfolio management for individuals and small business owners. The firm is owner-operated and uses a mix of percentage-of-AUM and fixed fees, positioning itself as a small, hands‑on adviser rather than a capital allocator. Its client base is primarily individual and family households; the firm does not describe itself as an active ESG investor or a multi‑state adviser. Investment activity centers on publicly offered pooled funds as the primary building blocks for client portfolios, supplemented with selective allocations to third‑party alternative fund managers. Given the firm’s size and stated activities, implementation looks to be driven by off‑the‑shelf mutual funds and externally managed alternative funds rather than in‑house proprietary strategies. Advisory work emphasizes tailored planning and discretionary portfolio management for individuals and small businesses.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices