North Capital

RIASEC RegisteredEst. 2017
Total AUM
$366M
Discretionary
$343M
94% of AUM
Avg account
$665K
Accounts
550
Employees
12
Advisory reps
11

Firm details

Headquarters
Midvale, Utah
CRD number
148802
Registered since
May 17, 2017
Website
advisory.northcapital.com
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.36%
  • Investment Companies18.24%
  • Individuals6.11%
  • Pension & Profit Sharing Plans3.47%
  • Banking / Thrift Institutions1.98%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

North Capital is a corporation registered as a non‑independent retail registered investment adviser since 2017. It serves both individual and family clients as well as institutional investors, offering financial planning and portfolio management across client types including small businesses and investment companies. The firm provides fee arrangements that include a percentage of assets under management, hourly charges and fixed fees, and it lists commodity pool operator/commodity trading advisor activity among its business lines. North Capital maintains affiliations with a broker‑dealer and an insurance company and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, US Government Bonds 19%, Exchange Traded Equities 15%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Cash & Cash Equivalents 1%62%
  • Public Funds/Mutual Funds62%
  • US Government Bonds19%
  • Exchange Traded Equities15%
  • Investment Grade Corp Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • James Celico

    James Celico

    CEOCRD 2356996

  • Sara Judd

    Sara Judd

    Chief Operating OfficerCRD 6359976

  • Joseph Anderson

    Joseph Anderson

    Chief Compliance OfficerCRD 4644204

Contacts

3 of 8
  • Bailee Tate

    Bailee Tate

    Due Diligence AnalystCRD 7564980

  • Richard Nelson

    Richard Nelson

    Managing DirectorCRD 6510728

  • Michael Weaver

    Michael Weaver

    Registered RepresentativeCRD 4839552

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$132M in ETFs

Passive

72%

$95M

Active

26%

$36.6M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$34.3M374,16326.05%
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Location

Primary office

Midvale, UT

Salt Lake

Location

Midvale, UT

Headquartered in Midvale, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
623 E Fort Union Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth