NORDWAND INVESTMENTS, LLC

RIASEC RegisteredEst. 2023
Total AUM
$44.7M
Discretionary
$44.7M
100% of AUM
Avg account
$11.2M
Accounts
4
Employees
2
Advisory reps
3

Firm details

Headquarters
RADNOR, Pennsylvania
CRD number
323829
Registered since
February 3, 2023
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nordwand Investments, LLC is a limited liability company that acts primarily as an investment adviser to pooled investment vehicles and institutional clients. The firm registered with the SEC in 2023 and is structured as an “other” type of fund provider rather than a traditional RIA focused on retail households. Its business model centers on managing pooled vehicles and allocating capital through those vehicles, often with fee arrangements that include both a percentage of assets under management and performance-based fees. The firm does not identify as an active ESG investor. Nordwand positions itself to work with institutional stakeholders and related adviser networks rather than broad retail distribution. The emphasis on pooled vehicle management and performance fees indicates an orientation toward manager-led strategies and potentially opportunistic, return-seeking allocations rather than simple long-only indexing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • JAMES MARTIN

    Chief Executive OfficerCRD 1218618

  • GERALD KANE

    Chief Compliance OfficerCRD 1598143

Contacts

1 of 1
  • THEODORE BROOKS

    Founder & PartnerCRD 2860908

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RADNOR, PA

DELAWARE

Location

RADNOR, PA

Headquartered in RADNOR, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
150 N Radnor Chester Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth