NORCAP INVESTMENT MANAGEMENT, L.P.

RIASEC RegisteredEst. 2005
Total AUM
$351M
Discretionary
$351M
100% of AUM
Avg account
$70.1M
Accounts
5
Employees
8
Advisory reps
2

Firm details

Headquarters
AUSTIN, Texas
CRD number
132975
Registered since
April 14, 2005
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Norcap Investment Management, L.P. is a limited partnership that operates as a hedge fund manager and commodity pool operator/commodity trading advisor (CPO/CTA), focusing on institutional clients. The firm runs pooled investment vehicles and serves as sponsor, general partner and managing member on those vehicles, which points to a hands-on approach to fund governance and strategy implementation. Its fee model combines a percentage-of-AUM charge with performance-based fees, aligning compensation with realized returns. Investment activity centers on hedge fund strategies implemented through privately managed funds and commodity pools. The manager does not position itself as an ESG investor and is not registered as a multi-state adviser. While it builds and controls its own pooled products, it also makes selective allocations to external alternative managers in targeted areas.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • JAMES WALTERS

    Chief Executive OfficerCRD 5909340

Contacts

1 of 1
  • ROBERT WALTERS

    Executive Vice PresidentCRD 5909337

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
15100 Gebron Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth