Nomura Investment Management Business Trust

RIASEC RegisteredEst. 1988

Total AUM

$144B

Discretionary

$144B

100% of AUM

Avg account

$497M

Accounts

290

Employees

778

Advisory reps

Firm details

Headquarters: Philadelphia, Pennsylvania
CRD number: 105390
Registered since: May 31, 1988
Website: www.macquarie.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies63.55%
Insurance Companies24.26%
Pooled Investment Vehicles3.45%
Corporations / Businesses3.05%
State / Municipal Government2.38%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nomura Investment Management Business Trust operates as a hedge-fund-classified investment adviser that has been registered since 1988. The firm serves both high-net-worth individuals and families as well as institutional clients, and its advisory remit spans separately managed accounts, pooled vehicles, investment companies and selection of other advisers. The snapshot indicates multiple fee arrangements are used, including percentage-of-AUM fees, fixed fees and performance-based fees. The firm is identified as an active ESG investor and the owner base is a mix of domestic entities and individuals. The profile also lists a range of industry roles and affiliations beyond pure advisory work, including broker-dealer activity, commodity trading/CTA functions, futures commission merchant roles and sponsorship or general-partner activity for pooled vehicles.