NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

RIASEC RegisteredEst. 1988
Total AUM
$164B
Discretionary
$164B
100% of AUM
Avg account
$518M
Accounts
317
Employees
598
Advisory reps
61

Firm details

Headquarters
PHILADELPHIA, Pennsylvania
CRD number
105390
Registered since
May 31, 1988
Custodians
THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies67.17%
  • Insurance Companies21.31%
  • Pooled Investment Vehicles3.05%
  • Corporations / Businesses2.85%
  • State / Municipal Government2.75%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nomura Investment Management Business Trust is an investment manager that combines pooled hedge-fund activity with bespoke portfolio management for both wealthy individuals/families and institutional clients. The firm is active across multiple advisory roles — running separate accounts, managing pooled vehicles and investment companies, and selecting third‑party advisers — and it also serves as sponsor or manager of pooled investment vehicles. Its fee arrangements include percentage-of-AUM, fixed fees and performance-based fees, reflecting a mix of traditional advisory mandates and performance-sensitive hedge‑style programs. Investment priorities span liquid public markets and a range of alternatives. The firm identifies as an active ESG investor, which is incorporated into its manager selection and portfolio construction processes. In practice that means integrating ESG considerations across strategies where applicable while still running hedge-oriented allocations and sponsoring alternative funds that pursue opportunistic and sector-driven returns.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 50%, Exchange Traded Equities 42%, State & Local Bonds 6%, US Government Bonds 2%50%
  • Other50%
  • Exchange Traded Equities42%
  • State & Local Bonds6%
  • US Government Bonds2%

Owners & executives

3 of 4
  • MARTIN WOLIN

    Chief Compliance OfficerCRD 4331075

  • MICHAEL CAPUZZI

    Chief Operating OfficerCRD 1124735

  • EUGENE CHIULLI

    Chief Financial OfficerCRD 2976702

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Contacts

3 of 57
  • Lindsey Bulger

    SVPCRD 5364298

  • Matthew Tomasino

    Vice PresidentCRD 6336047

  • PETER DRISCOLL

    Regional DirectorCRD 3051607

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PHILADELPHIA, PA

PHILADELPHIA

Location

PHILADELPHIA, PA

Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
PHILADELPHIA
Address
610 Market St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth