Nomura Capital Management LLC

RIASEC RegisteredEst. 2023
Total AUM
$651M
Discretionary
$651M
100% of AUM
Avg account
$326M
Accounts
2
Employees
167
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
324417
Registered since
January 11, 2023
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies67.07%
  • Pooled Investment Vehicles32.93%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Capital Management LLC is an SEC-registered institutional registered investment adviser that began registration in 2023 and operates as a limited liability company. The firm serves institutional clients and provides advisory services that include portfolio management for investment companies, pooled vehicles, and other businesses or institutions. Its reported business activities include acting as a commodity pool operator or commodity trading advisor, and its fee arrangements combine a percentage-of-AUM schedule with performance-based fees. Ownership is listed as a mix of a domestic entity and an individual, and the firm does not self-identify as an active ESG investor or a pension consultant. Nomura Capital Management maintains a wide set of industry affiliations that extend beyond typical RIA roles: the firm is associated with broker-dealer activities, other investment adviser registrations, registered security‑based swap dealing, futures commission merchant activity, banking or thrift institution ties, trust company and insurance company links, real estate brokerage, and sponsor/GP/managing-member roles for pooled investment vehicles and limited partnerships (excluding certain pooled vehicles).

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Steven Aloupis

    Steven Aloupis

    Co-ceoCRD 2498339

  • Eugene Chiulli

    Eugene Chiulli

    Chief Financial OfficerCRD 2976702

  • Robert Stark

    Chief Executive OfficerCRD 6432041

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Contacts

1 of 1
  • Manabu Himeda

    Senior Managing DirectorCRD 8304800

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
309 W 49th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth