Nomura Capital Management LLC

RIASEC RegisteredEst. 2023

Total AUM

$651M

Discretionary

$651M

100% of AUM

Avg account

$326M

Accounts

Employees

167

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 324417
Registered since: January 11, 2023
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies67.07%
Pooled Investment Vehicles32.93%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Capital Management LLC is an SEC-registered investment adviser (registered in 2023) that positions itself as an institutional portfolio manager with capability to operate commodity pools or act as a CTA. The firm reports institutional clients and charges both a percentage-of-assets fee schedule and performance-based fees. Its advisory scope includes portfolio management for investment companies, pooled investment vehicles and for businesses or other institutions. Nomura Capital Management is not marked as an active ESG investor and is not listed as a multi-state adviser. Regulatory and industry affiliations reported for the firm are broad: they include relationships with broker-dealers, futures and swap market participants (registered security-based swap dealer, futures commission merchant), trust and banking entities, insurance companies, and sponsorship roles for pooled vehicles. The firm is not classified as a capital allocator in the snapshot data.