Nollenberger Mccullough Investment Advisors LLC

RIASEC & State Registered
Total AUM
$81.4M
Discretionary
$81.4M
100% of AUM
Avg account
$1.1M
Accounts
72
Employees
4
Advisory reps
7

Firm details

Headquarters
Newport Beach, California
CRD number
165451
Registered since
February 16, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.94%
  • Pension & Profit Sharing Plans14.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nollenberger Mccullough Investment Advisors LLC is an independent, SEC-registered registered investment advisor formed as an LLC and operating under individual ownership. The firm provides financial planning and portfolio management services for both individuals/families and institutional or business clients. Its advisory model charges either a percentage of assets under management or fixed fees. The adviser focuses on discretionary portfolio management and financial planning rather than acting as a capital allocator or pension consultant. It does not identify as an active ESG investor and is not reported as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Cash & Cash Equivalents 17%, Investment Grade Corp Bonds 10%73%
  • Exchange Traded Equities73%
  • Cash & Cash Equivalents17%
  • Investment Grade Corp Bonds10%

Owners & executives

3 of 3
  • Bruce Nollenberger

    Bruce Nollenberger

    CEO & Managing MemberCRD 823846

  • Maryann Harrison

    Maryann Harrison

    Chief Operating OfficerCRD 4873023

  • Peter Perez

    Peter Perez

    Chief Compliance OfficerCRD 4320916

Contacts

3 of 4
  • Herbert Blomquist

    MemberCRD 6831720

  • George Mitchell

    MemberCRD 7324790

  • Barton Nollenberger

    Managing MemberCRD 7324791

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
220 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth