NO Other Primary Business Name
Firm details
- Headquarters
- ,
- CRD number
- 120371
- Registered since
- March 21, 2016
- Fee structure
- Percentage of AUM
- Client types
- HNWI43.85%
- Individuals30.56%
- Pension & Profit Sharing Plans25.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The adviser operates as a small, independent RIA that runs a fee-for-assets business focused on discretionary portfolio management and financial planning for individuals, families and institutions. Investment activity is weighted toward public equities, with a stated preference for exchange-traded instruments as the primary building block of client portfolios. Services extend beyond retail planning to include portfolio management for small businesses and institutions and pension consulting, reflecting a mix of private- and institution-facing work. The firm’s regulatory and business filings list accounting as a core business activity, which suggests offerings are integrated with tax and reporting considerations. It does not position itself as an ESG-focused or multi-state adviser, and it is owned at the individual level rather than by a larger corporate parent.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Cash & Cash Equivalents28%
- Public Funds/Mutual Funds15%
- Investment Grade Corp Bonds10%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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