Nisa Investment Advisors, LLC
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 107313
- Registered since
- November 17, 1993
- Website
- www.nisa.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pension & Profit Sharing Plans51.57%
- State / Municipal Government31.29%
- Other8.68%
- Pooled Investment Vehicles3.35%
- Charitable Organizations2.95%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Nisa Investment Advisors, LLC is an SEC-registered investment manager organized as an LLC and operating since 1993. The firm is classified as a hedge fund and is also registered to operate as a CPO/CTA, indicating it runs pooled vehicles and may trade commodity or futures strategies in addition to traditional portfolio management. Its clients include individuals and families as well as institutional investors. Advisory services listed in regulatory disclosures cover portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions. Fee arrangements include asset-based fees, fixed fees and performance-based compensation. The firm reports itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds63%
- Investment Grade Corp Bonds21%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
- Public Funds/Mutual Funds3%
Owners & executives
3 of 5
Stephen Douglass
Chief EconomistCRD 7208848
Matthew Byron
Chief Operating OfficerCRD 5536175
Richard Dolson
Chief Compliance OfficerCRD 5297533
Contacts
3 of 79Dezhi Fu
Fixed Income and DerivativesCRD 6721014
John Tice
Investment StrategistCRD 8248298
Jeffrey Tolksdorf
RepresentativeCRD 6940324
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$14.6B in ETFs
100%
$14.6B
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $13.7B | 18,254,441 | 94.16% |
Location
Saint Louis, MO
Saint Louis
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 7676 Forsyth Blvd
- Time zone
- CT (UTC-6)
- Office locations
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