NINE PINES VENTURES, LLC

RIASEC Registered
Total AUM
$26M
Discretionary
$26M
100% of AUM
Avg account
$684K
Accounts
38
Employees
1
Advisory reps
1

Firm details

Headquarters
SAN RAMON, California
CRD number
330532
Custodians
CS P LANNING
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.17%
  • Business Development Companies5.19%
  • Individuals3.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nine Pines Ventures, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional and business clients. Its advisory work emphasizes financial planning and portfolio management across individuals, small businesses, and larger business or institutional accounts. Compensation is a mix of percentage-of-assets and fixed fees. The firm does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Derivatives 15%, Private Funds 5%80%
  • Exchange Traded Equities80%
  • Derivatives15%
  • Private Funds5%

Owners & executives

1 of 1
  • Ronald Moore

    CIOCRD 7921964

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SAN RAMON, CA

CONTRA COSTA

Location

SAN RAMON, CA

Headquartered in SAN RAMON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
15 Stow Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth