Nine Gems Investment Management
RIASEC Registered
Total AUM
$411K
Discretionary
$411K
100% of AUM
Avg account
$206K
Accounts
2
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 311148
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Nine Gems Investment Management is a small, privately held investment advisory corporation controlled by an individual owner. The firm provides fee-based financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage-of-AUM charges as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor and does not report multi-state adviser status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents10%
Owners & executives
1 of 1Mohan Navaratna
President, CEOCRD 7300325
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Arkhe Wealth Management
RIAMiami, FL
AUM $410KTEAM 1REPS 1
Paladin Wealth Management
RIAAUM $410KTEAM 1REPS 1
Bush Capital Management, LLC
RIAAUM $413KTEAM 1REPS 1
Fountaindale, LLC
RIAAUM $408KTEAM 2REPS 2
Abundant Capital Strategies LLC
RIAAUM $415KTEAM 1REPS 1
Xdus Fund Advisor
RIAEast Longmeadow, MA
AUM $415KTEAM 2REPS 3