NIM WEALTH SOLUTIONS

RIASEC RegisteredEst. 2026

Total AUM

$117M

Discretionary

$117M

100% of AUM

Avg account

$387K

Accounts

302

Employees

Advisory reps

Firm details

Headquarters: SAN JOSE, California
CRD number: 334754
Registered since: March 20, 2026
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.45%
Individuals38.55%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

NIM Wealth Solutions is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management to individuals, families and small businesses. The firm is SEC-registered in 2026 and operates as a capital allocator, meaning it places client capital with outside managers in addition to managing portfolios directly. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of other advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. NIM Wealth Solutions does not identify as an active ESG investor and is not multi-state in its adviser registration. The firm lists industry relationships with accountants and insurance companies.