Nierenberg Investment Management Company, LLC

RIASEC RegisteredEst. 2012
Total AUM
$235M
Discretionary
$235M
100% of AUM
Avg account
$58.9M
Accounts
4
Employees
3
Advisory reps
2

Firm details

Headquarters
,
CRD number
155416
Registered since
March 30, 2012
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles98.1%
  • Corporations / Businesses1.9%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nierenberg Investment Management Company, LLC is an SEC-registered investment adviser organized as an LLC and registered in 2012. The firm is classified as a hedge fund and operates as a commodity pool operator/commodity trading advisor (CPO/CTA). It manages portfolios for both pooled investment vehicles and for individuals or small businesses, and its client base is described as institutional. Fee arrangements include a percentage of assets under management plus other fee components. The adviser does not position itself as an active ESG investor and is owned by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 12%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents12%

Owners & executives

1 of 1
  • Hannelore Bauer-kuehl

    Chief Compliance Officer And Chief Financial OfficerCRD 4815555

Contacts

1 of 1
  • Damon Benedict

    Damon Benedict

    PartnerCRD 6331545

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$55.4M in ETFs

Passive

100%

$55.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$55.4M550,597100.00%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth