Nicollet Investment Management, Inc.

RIASEC RegisteredEst. 2000
Total AUM
$557M
Discretionary
$557M
100% of AUM
Avg account
$648K
Accounts
860
Employees
9
Advisory reps
8

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
109401
Registered since
February 22, 2000
Website
www.nicolletinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.18%
  • Individuals8.05%
  • Corporations / Businesses0.66%
  • Charitable Organizations0.11%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nicollet Investment Management, Inc. is an independent SEC-registered RIA that has been operating since 2000 and describes itself as a capital allocator serving both individuals/families and institutional clients. The firm charges a mix of percentage-of-AUM, hourly, and fixed fees and provides a broad advisory offering that includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting support, manager selection, and investor education such as newsletters and seminars. Nicollet reports that it is not an active ESG investor and does not classify itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Investment Grade Corp Bonds 20%, State & Local Bonds 13%, Cash & Cash Equivalents 6%, US Government Bonds 1%, Public Funds/Mutual Funds 1%59%
  • Exchange Traded Equities59%
  • Investment Grade Corp Bonds20%
  • State & Local Bonds13%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%

Owners & executives

1 of 1

  • Uzi Rosha

    Chief Compliance OfficerCRD 4801414

Contacts

3 of 7
  • Kathy Carlson

    Kathy Carlson

    Director of OperationsCRD 2599989

  • Naveen Sharma

    Naveen Sharma

    Investment Advisor RepCRD 2144056

  • Nathan Travis

    Nathan Travis

    PartnerCRD 6249368

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$50.7M in ETFs

Passive

99%

$50.3M

Active

0%

$406K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$9.3M43,78618.36%
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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
800 Washington Ave N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth