Nicollet Investment Management, Inc.
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 109401
- Registered since
- February 22, 2000
- Website
- www.nicolletinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.18%
- Individuals8.05%
- Corporations / Businesses0.66%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Nicollet Investment Management, Inc. is an independent registered investment adviser that has been registered with the SEC since 2000. The firm combines portfolio management and financial planning for individuals, families and institutions, and describes itself as a capital allocator that places capital with third-party managers in addition to managing discretionary assets directly. Fee structures reported include percentage-of-AUM billing as well as hourly and fixed fees. Advisory activities extend beyond portfolio management to include selection of other advisers, pension-related consulting services, publication of periodicals or newsletters, and educational seminars or workshops.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- Investment Grade Corp Bonds20%
- State & Local Bonds13%
- Cash & Cash Equivalents6%
- US Government Bonds1%
Owners & executives
1 of 1Uzi Rosha
Chief Compliance OfficerCRD 4801414
Contacts
3 of 7
Nathan Travis
PartnerCRD 6249368
Marc Hadley
Senior Managing DirectorCRD 1454947
Nicholas Heyer
PartnerCRD 2221255
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$50.9M in ETFs
97%
$49.4M
1%
$1.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $9M | 43,491 | 17.78% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 800 Washington Ave N
- Time zone
- CT (UTC-6)
- Office locations
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