NICHOLS INVESTMENT MANAGEMENT
Firm details
- Headquarters
- BANGOR, Maine
- CRD number
- 121108
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.13%
- Individuals16.38%
- Charitable Organizations1.5%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Nichols Investment Management operates as a small, individually owned advisory practice focused on discretionary portfolio management for individuals and small businesses. The firm runs as a sole proprietorship and serves both individual/family and institutional clients. Its stated fee models combine a percentage-of-AUM arrangement with fixed-fee engagements. The adviser reports a clear preference for equities, managing client portfolios with a strong equity tilt rather than fixed income or cash-heavy mandates. The firm is not registered as a multi-state adviser, does not identify as an active ESG investor, and does not list pension consulting or related-adviser activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents9%
- Public Funds/Mutual Funds4%
Contacts
1 of 1JAMES NICHOLS
Financial AdvisorCRD 823850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BANGOR, ME
PENOBSCOT
Location
BANGOR, ME
Headquartered in BANGOR, ME, in the Northeast of the United States.
- Region
- Northeast
- County
- PENOBSCOT
- Address
- 175 Exchange St
- Time zone
- ET (UTC-5)
- Office locations
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