NICHOLS INVESTMENT MANAGEMENT

RIASEC Registered
Total AUM
$60.2M
Discretionary
$60.2M
100% of AUM
Avg account
$1.6M
Accounts
38
Employees
1
Advisory reps
1

Firm details

Headquarters
BANGOR, Maine
CRD number
121108
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.13%
  • Individuals16.38%
  • Charitable Organizations1.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Nichols Investment Management operates as a small, individually owned advisory practice focused on discretionary portfolio management for individuals and small businesses. The firm runs as a sole proprietorship and serves both individual/family and institutional clients. Its stated fee models combine a percentage-of-AUM arrangement with fixed-fee engagements. The adviser reports a clear preference for equities, managing client portfolios with a strong equity tilt rather than fixed income or cash-heavy mandates. The firm is not registered as a multi-state adviser, does not identify as an active ESG investor, and does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 4%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds4%

Contacts

1 of 1
  • JAMES NICHOLS

    Financial AdvisorCRD 823850

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BANGOR, ME

PENOBSCOT

Location

BANGOR, ME

Headquartered in BANGOR, ME, in the Northeast of the United States.

Region
Northeast
County
PENOBSCOT
Address
175 Exchange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth