Nichols Investment Management

RIASEC Registered
Total AUM
$60.2M
Discretionary
$60.2M
100% of AUM
Avg account
$1.6M
Accounts
38
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
121108
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.13%
  • Individuals16.38%
  • Charitable Organizations1.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Nichols Investment Management operates as a small, individually owned advisory practice focused on discretionary portfolio management for individuals and small businesses. The firm runs as a sole proprietorship and serves both individual/family and institutional clients. Its stated fee models combine a percentage-of-AUM arrangement with fixed-fee engagements. The adviser reports a clear preference for equities, managing client portfolios with a strong equity tilt rather than fixed income or cash-heavy mandates. The firm is not registered as a multi-state adviser, does not identify as an active ESG investor, and does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 4%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds4%

Contacts

1 of 1
  • James Nichols

    Financial AdvisorCRD 823850

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth