NGP Financial Planning, LLC

RIASEC RegisteredEst. 2025
Total AUM
$125M
Discretionary
$125M
100% of AUM
Avg account
$559K
Accounts
223
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
310443
Registered since
January 21, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.2%
  • Individuals12.8%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

NGP Financial Planning, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm is owned by an individual and focuses on serving individuals and families, providing comprehensive financial planning and discretionary portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 30%, Cash & Cash Equivalents 25%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents25%

Contacts

1 of 1
  • Michael Policar

    Michael Policar

    Fiduciary Financial PlannerCRD 6074746

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth