NGC Investment Management

RIASEC Registered
Total AUM
$6.4B
Discretionary
$3.9B
60% of AUM
Avg account
$238M
Accounts
27
Employees
16
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
287937
Registered since
March 20, 2017
Custodians
COMPUTERSHARE TRUST COMPANY, N.A., UTEX INDUSTRIES HOLDINGS, LLC, PSS INDUSTRIAL GROUP, J.P. MORGAN SECURITIES INC., JASON GROUP INC., GOLDMAN SACHS & CO. LLC, BARCLAYS BANK PLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles82.66%
  • Corporations / Businesses17.24%
  • Insurance Companies0.1%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NGC Investment Management is a limited liability company that operates as a multi-strategy fund manager and is registered with the SEC (registered in 2017). The firm serves institutional clients and combines roles as a manager of pooled investment vehicles and as an investment adviser to businesses and institutions. Its business activities include operating as a CPO/CTA and acting as sponsor, general partner or managing member of pooled vehicles. Compensation structures include both a percentage-of-assets component and performance-based fees. The firm does not identify as an active ESG investor. NGC’s product mix spans hedge funds, private equity and securitized-asset strategies, and it also runs private-credit and collateralized-debt programs. That set-up aligns with the firm’s classification as a multifaceted fund manager that both runs proprietary pooled funds and allocates to third-party alternative managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 72%, Non-Investment Grade Corp Bonds 15%, Non-Exchange Traded Equities 9%, Cash & Cash Equivalents 4%72%
  • Other72%
  • Non-Investment Grade Corp Bonds15%
  • Non-Exchange Traded Equities9%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 4
  • Phillip Gass

    Phillip Gass

    Chairman & CEOCRD 4443202

  • Kostas Cheliotis

    Kostas Cheliotis

    General Counsel and COOCRD 6765847

  • Justin Banulski

    Justin Banulski

    Chief Financial OfficerCRD 7789366

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Contacts

2 of 2
  • Bruce Brittain

    Bruce Brittain

    FounderCRD 4687002

  • Russell Pemberton

    Russell Pemberton

    Founder & Co-Portfolio ManagerCRD 4433292

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
300 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth