NFSG CORPORATION

RIASEC RegisteredEst. 2007
Total AUM
$1.1B
Discretionary
$1B
95% of AUM
Avg account
$300K
Accounts
3,607
Employees
89
Advisory reps
73

Firm details

Headquarters
BOCA RATON, Florida
CRD number
130814
Registered since
November 6, 2007
Custodians
AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals51.56%
  • HNWI43.77%
  • Corporations / Businesses3.33%
  • Pension & Profit Sharing Plans0.93%
  • Charitable Organizations0.31%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nfsg Corporation is a corporate insurance broker-dealer that also functions as an investment adviser and capital allocator. The firm has been SEC-registered since 2007 and serves both individual/family and institutional clients. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and manager selection. Nfsg operates under multiple fee arrangements (percentage of AUM, hourly, fixed and other fee structures) and maintains industry roles beyond advisory work — including broker-dealer activities, insurance company relationships and participation as a sponsor/GP or managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 32%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 2%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds32%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 6
  • JOSEPH MELLUSI

    CEOCRD 2180257

  • SCOTT BROOKS

    Chief Investment OfficerCRD 3235252

  • WALTER PRIEBE

    President, CEOCRD 1295817

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Contacts

3 of 67
  • MARC BARTON

    Investment Advisor RepresentativeCRD 2937356

  • MICHAEL DELLAPORTA

    Registered RepresentativeCRD 3078075

  • RICHARD GRIFFIN

    PresidentCRD 2542692

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 449

Active vs passive

$225M in ETFs

Passive

79%

$178M

Active

15%

$47.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK SEMICONDUCTOR ETF (SMH)VanEckPassiveTechnology$18.3M47,8508.14%

Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
1200 N Federal Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth