NFJ Investment Group, LLC

RIASEC Registered

Total AUM

$3B

Discretionary

$3B

100% of AUM

Avg account

$6.4M

Accounts

468

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 310902
Registered since: November 6, 2020
Website: www.nfjinv.com
Custodians: UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM
Client types: Investment Companies90.08%
Other8.56%
Corporations / Businesses0.73%
State / Municipal Government0.64%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NFJ Investment Group, LLC is an institutional registered investment adviser that began SEC registration in 2020. The firm charges fees based on a percentage of assets under management and identifies institutional clients as its primary base, while also providing discretionary portfolio management for individuals/small businesses, investment companies, pooled vehicles, and other businesses or institutions. NFJ reports being an active ESG investor and lists business affiliations that include broker‑dealer relationships, other investment adviser roles, commodity pool or CTA activity, and serving as sponsor, general partner, or managing member of pooled investment vehicles.