NEXTGEN EMP
Firm details
- Headquarters
- ,
- CRD number
- 333721
- Registered since
- November 27, 2024
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Nextgen Emp is a small, SEC-registered advisory corporation that provides portfolio management services specifically for investment companies. The firm reports an institutional client base and operates on a percentage-of-AUM fee model, positioning itself as an adviser to pooled vehicles rather than a retail-focused private wealth shop. It is not an active ESG investor and does not act as a capital allocator; its business activity is confined to investment advisory and portfolio management for funds. The firm’s regulatory profile shows SEC registration in 2024 and an owner classified as an individual. Its classification is listed as unclassified. While Nextgen Emp maintains multiple office locations, it is not registered as a multi-state adviser under the snapshot data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3ROBERT COAKLEY
Chief Operations OfficerCRD 1468641
ANTHONY DIPLACIDO
Chief Marketing OfficerCRD 2016906
WAYNE PENELLO
Founder & Chief Exceutive OfficerCRD 1006155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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