NEWMAN DIGNAN & SHEERAR, INC

RIASEC RegisteredEst. 1992
Total AUM
$731M
Discretionary
$720M
99% of AUM
Avg account
$619K
Accounts
1,182
Employees
9
Advisory reps
6

Firm details

Headquarters
PROVIDENCE, Rhode Island
CRD number
107565
Registered since
May 7, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI84.38%
  • Individuals8.9%
  • Charitable Organizations5.05%
  • Pension & Profit Sharing Plans1.43%
  • Corporations / Businesses0.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Newman Dignan & Sheerar, Inc. is an independent registered investment adviser operating as a corporation and SEC-registered since 1992. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 28%, Cash & Cash Equivalents 9%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities28%
  • Cash & Cash Equivalents9%
  • US Government Bonds2%
  • State & Local Bonds1%

Contacts

3 of 6
  • JOHN SHEERAR

    PrincipalCRD 4366716

  • EDWARD BUXTON

    PrincipalCRD 4549995

  • WILLIAM NEWMAN

    Principal & Co-FounderCRD 2204538

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 98

Active vs passive

$317M in ETFs

Passive

65%

$205M

Active

34%

$112M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$40M1,559,84212.63%

Location

Primary office

PROVIDENCE, RI

PROVIDENCE

Location

PROVIDENCE, RI

Headquartered in PROVIDENCE, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PROVIDENCE
Address
260 W Exchange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth