New York Life Investment Management LLC

RIASEC RegisteredEst. 2000

Total AUM

$121B

Discretionary

$119B

98% of AUM

Avg account

$129M

Accounts

939

Employees

364

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 109591
Registered since: March 20, 2000
Website: www.newyorklifeinvestments.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies96.25%
Corporations / Businesses1.17%
Pooled Investment Vehicles0.95%
Insurance Companies0.85%
Individuals0.47%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

New York Life Investment Management LLC is a registered institutional RIA organized as an LLC and operating since 2000. It serves both individual/family clients and institutional investors, offering portfolio management across client types — including individuals/small businesses, pooled vehicles, investment companies, and larger business or institutional accounts. Compensation is a mix of percentage-of-AUM and fixed fees. The firm is active in sponsor and operating roles around pooled vehicles (sponsor, general partner, managing member) and maintains business lines beyond advisory work, such as CPO/CTA activity and broker‑dealer and trust company affiliations. It does not identify as an active ESG investor and is not listed as a multi‑state or pension consulting specialist on its regulatory summary.