New River Investments

RIASEC Registered
Total AUM
$49M
Discretionary
$49M
100% of AUM
Avg account
$629K
Accounts
78
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
157173
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI31.39%
  • Corporations / Businesses26.75%
  • Pooled Investment Vehicles22.91%
  • Individuals18.95%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

New River Investments is organized as a corporation and operates with a hedge-fund orientation while serving both individual/family and institutional clients. The firm provides discretionary portfolio management for private clients and also manages pooled investment vehicles. Its compensation mix includes asset-based fees, fixed fees and performance-based fees, consistent with managers that run private funds and incentive-fee strategies. New River performs sponsor/GP duties and is listed as a CPO/CTA in filings, indicating it both operates and manages pooled vehicles in addition to giving advisory services. The firm does not identify itself as an active ESG investor and is not listed as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 42%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Other 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities42%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Other1%

Contacts

3 of 3
  • Alberto Roditi

    Alberto Roditi

    Managing DirectorCRD 4409558

  • Guillermo Roditi Dominguez

    Guillermo Roditi Dominguez

    Founding MemberCRD 5094605

  • Samantha Powell

    Samantha Powell

    VP of OperationsCRD 6771453

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth